What Should Investors Know About the New SEC Guidance on Reporting Beneficial Ownership, Part II

On April 2, Washington, D.C. SEC reporting and compliance co-head Brian Breheny participated in the webinar “What Should Investors Know About the New SEC Guidance on Reporting Beneficial Ownership, Part II,” hosted by the Council of Institutional Investors. The session served as a follow-up to the two updates to the Schedule 13D/G Compliance and Disclosure Interpretations. The program explored how the new guidance has revised staff views on activities that preclude a shareholder’s eligibility to report on short-form Schedule 13G in certain circumstances.