Valuation by Investment Advisers and Investment Companies: Consideration and Regulatory Development

Heather Cruz Daniel Michael Anastasia T. Rockas

On May 19, New York office head Heather Cruz, investment management partner Anastasia Rockas and securities enforcement partner Dan Michael spoke at a New York State Bar Association webinar titled "Valuation by Investment Advisers and Investment Companies: Consideration and Regulatory Development." The panelists discussed the application of fair value concepts, regulatory developments, new rules for investment companies and the SEC's approach to valuations during examinations.

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